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Commentary General Impact Investment

WHEB's performance review of 2023

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Mountain halfway

A positive but challenging year

2023 was ultimately a positive year overall for the Sustainability strategy, which returned 4.0%1.

This final result masked a relatively high level of volatility, with the fund2 hitting a peak of 11.6%3 in early February and trough of -11.2%4 in late October. 

The path of this volatility matched broader equity markets where, as is often the case with short-term volatile periods, macroeconomic factors played a big part. Specifically, expectations around inflation and interest rates drove large swings in market sentiment.

This was most visible in the second half of the year when many investors expected global interest rates to start to decrease in early 2024 if not before.  This supported equity markets in the first part of the year, as lower rates are generally thought to be good for equities.    

In the summer it became clear that this timetable was too ambitious, and equity markets sold off.  Then, just as abruptly, confidence returned at the end of October as the US Federal Reserve signalled an end to the current rate-raising cycle prompting a rally into the end of the year. 

The strategy's benchmark, the MSCI World Index of stocks, had a stronger year than the strategy overall, returning 18.0%5.  It also demonstrated less volatility than the strategy falling only 6.2%6 between July and October, when the strategy lost 16.5%7.  One reason for this was due to some of the popular characteristics of impact stocks.  In particular, their growth orientation, and their size.

Impact stocks favour growth markets

Impact stocks tend to be growth-orientated because the underlying companies are addressing growing markets.  The need for sustainability solutions provides a multi-decade runway for expansion.  This can mean that the stocks look more expensive relative to short-term earnings.  It also means that they are more sensitive to changes in interest rates.

Impact stocks also tend to be smaller than most of the stocks included in the mainstream indices as they are focused on sustainability solutions, rather than diversified into broad sectors.  Some sustainability sectors are large and support large businesses, but most are smaller, but growing faster.  

In combination, our portfolio is made up of medium-sized, growth-orientated companies which are quite sensitive to interest rate expectations.  This made 2023 a difficult and volatile year for many of our stocks.

A market dominated by the “magnificent seven”

In addition, recent years have been especially difficult for a lot of global equity strategies, due to the strong performance of a small number of very large stocks.   These so-called "magnificent seven"8 are very large US technology stocks that now dominate global equity markets (and the benchmark).   As we have often communicated, we don't consider them to offer sustainability solutions.  Amongst them, only Tesla qualifies for our impact universe.  

In aggregate these companies had a strong performance in 2023 and their success helped the benchmark to return ahead of the strategy.   Looking ahead, this concentration trend may well reverse, as stock markets have never before been so concentrated9.

Beyond these shorter-term market headwinds, there were also some fundamental challenges to impact investing in 2023. 

Current challenges to impact investing

Most visible was the political resistance to the climate change transition.  Populist governments around the world painted decarbonisation as expensive and unfair.  They rolled back regulations and removed policy support for green technologies.  Rising interest rates also made the installation of renewables more expensive.

This hit some of our investments in our Cleaner Energy theme, such as SolarEdge and Enphase.  But it also provided a broad headwind to most of our environmental themes.  For example, the slowing phase-out of petrol cars was a problem for our Sustainable Transport theme.  This included Aptiv, which specialises in the electrification of vehicles.

Unusually, these shorter-term headwinds in Environmental themes were matched simultaneously in the Social themes.  Environmental markets are generally more economically sensitive than social ones, so the two parts of the strategy often tend to provide a good balance: when environmental markets are challenged by the economic cycle, the social themes have provided more defensive characteristics. 

However, 2023 was notable because our largest social theme, Health, also faced strong headwinds.  The pace of pharmaceutical innovation slowed as capital for early-stage research dried up.    Three core investments in the life sciences tools sector are Danaher, Agilent and Thermo Fisher and all three had a difficult year as demand slowed. 

The long tail of COVID disruption also played out into 2023 in healthcare systems around the world.  This created challenges, for example, for the strategy's Australian plasma specialist CSL.

Opportunities remain within testing climates

Against these headwinds, there were still some impact investment themes that prospered.  One notable strong thematic area was climate change adaptation.  While the political response to climate change has struggled to make progress, global temperatures continue to rise with extreme and erratic weather events becoming more commonplace.

Companies helping communities to adapt to these new conditions saw increasing demand.  This included Advanced Drainage Systems, which makes flood management solutions, and efficient cooling systems maker Trane Technologies.   Engineering firm Arcadis also enjoyed a growing market for its adaptation advice.

Adaptation will continue to be an important area for the strategy, but the primary emphasis remains on climate mitigation.  Despite the challenges of 2023, many of the key debates in this area are now settled, and the path forward is clear.  Similarly, although the pace of healthcare innovation has temporarily slowed, the long-term push to find new and better treatments is unchanged.   We will continue to invest in high quality companies which can capture these durable long term trends.

 

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1 Bloomberg
2 Performance information is shown based on the primary (C) share class of the FP WHEB Sustainability Fund, as the reference account for WHEB’s global sustainable impact strategy. The reference account performance is calculated net of fees on a midday-to-midday basis.  The MSCI World Index is quoted at month end as of the end of day with net dividends reinvested and without the deduction of any expenses (in contrast to the Fund portfolio).  This may mean that there are discrepancies between the Index and the Fund performance which are due to market movements after the midday cut-off for the Fund. Full performance information (cumulative and discrete) is available at: https://www.whebgroup.com/impact-investment-funds/sustainability-fund-oeic
3 Bloomberg
4 Bloomberg
5 Bloomberg
6 Bloomberg
7 Bloomberg
8 https://www.investopedia.com/magnificent-seven-stocks-8402262
9 Largest seven stocks as a proportion of S&P500 index.  Source: Goldman Sachs.

Important Notices:
Risks include: the price of shares (“Shares”) in FP WHEB Sustainability Impact Fund, WHEB Sustainable Impact Fund or WHEB Environmental Impact Fund may increase or decrease and you may not get back the amount originally invested, for reasons including adverse market and foreign exchange rate movements. Past performance does not predict future returns. The Fund invests in equities and is exposed to price fluctuations in the equity markets, and focuses on investments in mid-sized companies in certain sectors so its performance may not correlate closely with the MSCI World Index (the benchmark). For full risks, please see fund prospectus on www.whebgroup.com

 

General: This information, its contents and any related communication (altogether, the “Information”) is issued by WHEB Asset Management LLP (“WHEB Asset Management”). It is intended for information purposes only and does not constitute or form part of any offer or invitation to buy or sell any security including any shares in the FP WHEB Sustainability Impact Fund or WHEB Sustainable Impact Fund, including in the United States. It should not be relied upon to make an investment decision in relation to Shares in the FP WHEB Sustainability Impact Fund or WHEB Sustainable Impact Fund or otherwise; any such investment decision should be made only on the basis of the Fund scheme documents and appropriate professional advice. This Information does not constitute advice of any kind, investment research or a research recommendation, is in summary form and is subject to change without notice. The performance shown does not take account of any commissions and costs charged when subscribing to and redeeming shares. WHEB Asset Management has exercised reasonable care in preparing this Information including using reliable sources, however, makes no representation or warranty relating to its accuracy, reliability or completeness or whether any future event may or may not occur. This Information is only made available to recipients who may lawfully receive it in accordance with applicable laws, regulations and rules and binding guidance of regulators. WHEB Asset Management LLP is registered in England and Wales with number OC 341489 and has its registered office at 7 Cavendish Square, London, W1G 0PE. WHEB Asset Management LLP is authorised and regulated by the Financial Conduct Authority with Firm Reference Number 496413.

 

FP WHEB Sustainability Impact Fund

FundRock Partners Limited (formerly Fund Partners Limited) is the Authorised Corporate Director of the Fund and is authorised and regulated by the Financial Conduct Authority with Firm Reference Number 469278 and has its registered office at 6th Floor Bastion House, 140 London Wall, London, EC2Y 5DN. The state of the origin of the Fund is England and Wales. The Representative in Switzerland is ACOLIN Fund Services AG, Leutschenbachstrasse 50, CH-8050 Zurich, whilst the Paying Agent is NPB Neue Privat Bank AG, Limmatquai 1/am Bellevue, P.O. Box, 8024 Zurich . The relevant documents such as the prospectus, the key investor information document (KIIDs), the Articles of Association as well as the annual and semi-annual reports may be obtained free of charge from the Representative in Switzerland.

 

WHEB Sustainable Impact Fund

The Manager of the Fund is FundRock Management Company S.A., authorised and regulated by the Luxembourg regulator to act as UCITS management company and has its registered office at 33, rue de Gasperich, L-5826 Hesperange, Grand-Duchy of Luxembourg. The Representative in Switzerland is ACOLIN Fund Services AG, Leutschenbachstrasse 50, CH-8050 Zurich, whilst the Paying Agent is NPB Neue Privat Bank AG, Limmatquai 1/am Bellevue, P.O. Box, 8024 Zurich. The relevant documents such as the prospectus, the key investor information document (KIIDs), the Articles of Association as well as the annual and semi-annual reports may be obtained free of charge from the representative in Switzerland. The state of the origin of the Fund is Ireland. The Fund is registered for distribution to professional investors in Austria, France, Germany, Italy, Luxembourg, Norway, Singapore, Sweden and the United Kingdom, and is registered for offering to retail investors in Switzerland, Denmark and the Netherlands. The Fund is also available for professional investors in Belgium and Hong Kong. It is not available to investors domiciled in the United States.

 

WHEB Environmental Impact Fund

The Manager of the Fund is FundRock Management Company S.A., authorised and regulated by the Luxembourg regulator to act as UCITS management company and has its registered office at 33, rue de Gasperich, L-5826 Hesperange, Grand-Duchy of Luxembourg. The Fund is registered for distribution to professional investors in the United Kingdom. It is not available to investors domiciled in the United States.

 

The MSCI information may only be used for your internal use, may not be reproduced or re-dissseminated in any form and may not be used as a basis for or a component of any financial instruments or products or indices. None of the MSCI information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision and may not be relied on as such. Historical data and analysis should not be taken as an indication or guarantee of any future performance analysis, forecast or prediction. The MSCI information is provided on an “as is” basis and the user of this information assumes the entire risk of any use made of this information. MSCI, each of its affiliates and each other person involved in or related to compiling, computing or creating any MSCI information (collectively, the “MSCI Parties”) expressly disclaims all warranties (including, without limitation, any warranties of originality, accuracy, completeness, timeliness, non-infringement, merchantability and fitness for a particular purpose) with respect to this information. Without limiting any of the foregoing, in no event shall any MSCI Party have any liability for any direct, indirect, special, incidental, punitive, consequential (including, without limitation, lost profits) or any other damages (www.msci.com).

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